William & Mary
Kevin Scott Haeberle

Kevin Scott Haeberle

Associate Professor of Law, Fellow, Center for the Study of Law and Markets
Degrees: J.D., Columbia Law School; B.A., Georgetown University
Email: [[kshaeberle]]
Office phone: (757) 221-1475
Office location: Room 225A
Full resume: here (.pdf in new window)
Areas of Specialization

Securities Law (with a particular focus on the regulation of secondary markets)

Teaching Interests

Corporate and securities law, with a focus on financial economics and market-microstructure economics (currently teaches Business Associations, Securities Litigation, and Broker-Dealer & Exchange Regulation)

Representative Professional Activities and Achievements

Professor Haeberle's scholarly work has focused on secondary markets for financial instruments and their regulation. His law review articles have looked closely at the mechanics and economics of securities markets to shed light on securities law. The works include Stock-Market Law and the Accuracy of Public Companies Stock Prices (selected for republication in the Securities Law Review) and Information Asymmetry and the Protection of Ordinary Investors (selected for presentation at the Yale/Stanford/Harvard Junior Faculty Forum).

Professor Haeberle has been actively involved in expert work in the securities area. He has provided expert advice relating to the content of an amicus brief in favor of the United States Securities and Exchange Commission’s Transaction Fee Pilot (2019), received funding from a publicly traded investment-management company (Eaton Vance Management) to conduct securities law research relating to a NYSE Arca proposal for the trading of “Managed Portfolio Shares” (2017-2018), been retained as an expert consulting and testifying witness on behalf of the Office of the Federal Public Defender for the Eastern District of Virginia relating to a criminal action in federal court (2017), retained as an expert consulting and testifying witness on behalf of the United States Securities and Exchange Commission relating to an enforcement action in federal court (2015 – 2016), provided a series of lectures to the Legal Staff of the Brazilian Securities and Exchange Commission on the mechanics, economics, and regulation of capital markets (2015), and provided expert consulting to assist the New York State Attorney General’s Office in a confidential securities-law matter (2012).

Prior to joining William and Mary Law School, Professor Haeberle was an Assistant Professor at the University of South Carolina School of Law (summer 2014 – spring 2017), where he received the Teacher of the Year award. He also was a fellow with the Columbia Law School and Columbia Business School Program on the Law and Economics of Capital Markets (2012 – 2014). During his tenure with the Program, he studied securities regulation and market-microstructure economics under the mentorship of Professor Merritt B. Fox (Columbia Law School) and Professor Lawrence R. Glosten (Columbia Business School). He also taught as a Visiting Lecturer in the joint law school and business school Capital Markets Regulation class during that time. Additionally, Professor Haeberle practiced law (with a focus on securities litigation) for Simpson Thacher & Bartlett LLP and Friedman Kaplan Seiler & Adelman LLP in New York, and served as a law clerk for Judge Victor Marrero of the United States District Court for the Southern District of New York, and as a foreign law clerk for Chief Justice Aharon Barak of the Supreme Court of Israel.


Scholarly Publications
Articles
  • Information Asymmetry and the Protection of Ordinary Investors, 53 UC Davis L. Rev. ___ (2019). SSRN.
  • A New Market-Based Approach to Securities Law, 85 U. Chi. L. Rev. 1313 (2018) (with M. Todd Henderson). SSRN.
  • Making a Market for Corporate Disclosure, 35 Yale J. Reg. 2 (2018) (with M. Todd Henderson). SSRN.
  • Discrimination Platforms, 42 J. Corp. L. 809 (2017). SSRN.
  • Evaluating Stock-Trading Practices and Their Regulation, 42 J. Corp. L. 887 (2017) (by Merritt B. Fox, Kevin S. Haeberle). SSRN.
  • Information-Dissemination Law: The Regulation of How Market-Moving Information Is Revealed, 101 Cornell L. Rev. 1373 (2016) (with M. Todd Henderson). SSRN.
  • Stock-Market Law and the Accuracy of Public Companies' Stock Prices, 2015 Colum. Bus. L. Rev. 121 (2015), reprinted in Securities Law Review. SSRN.

Content manager: Law IT

Page created (DM) on 10/16/2019 10:01:18 AM